JOHN J. O'SULLIVAN, United States Magistrate Judge.
THIS MATTER is before the Court on the Defendants, Robert Acosta, Andrew Dohler, Douglas Dozier, James Nash, and the City of Miami Beach's Motion in Limine to Exclude Plaintiff's Police Expert from Rendering Any Opinion or Testifying at Trial (DE# 116, 11/15/11).
ORDERED AND ADJUDGED that the Defendants, Robert Acosta, Andrew Dohler, Douglas Dozier, James Nash, and the City of Miami Beach's Motion in Limine to Exclude Plaintiff's Police Expert from Rendering Any Opinion or Testifying at Trial (DE# 116, 11/15/11) is
On November 15, 2011, the defendants filed the instant motion. See Defendants, Robert Acosta, Andrew Dohler, Douglas Dozier, James Nash, and the City of Miami Beach's Motion in Limine to Exclude Plaintiff's Police Expert from Rendering Any Opinion or Testifying at Trial (DE# 116, 11/15/11) (hereinafter "Motion"). The plaintiff filed her response on December 3, 2011. See Plaintiff's Memorandum of Law in Opposition to Defendants' Motion in Limine to Exclude Plaintiff's Police Expert (DE# 135, 12/3/11) (hereinafter "Response"). The defendants filed their reply on December 15, 2011. See Defendants, Robert Acosta, Andrew Dohler, Douglas Dozier, James Nash, and the City of Miami Beach's Reply in Support of Their Motion in Limine to Exclude Plaintiff's Police Expert (DE# 142, 12/15/11) (hereinafter "Reply"). This matter is ripe for consideration.
The defendants seek to preclude Phillip B. Sweeting, the plaintiff's police practices expert, from rendering any opinions in this case. See Motion (DE# 116 at 1, 11/15/11). A review of Mr. Sweeting's expert report shows that he arrived at two opinions concerning the instant case:
See Sweeting Report (DE# 135-2 at 22, 12/3/11) (emphasis in original). The defendants argue that: "[Mr.] Sweeting's expert report is marred by assumptions that were not supported by the uncontroverted evidence." Motion (DE# 116 at 1-2, 11/15/11) (footnote omitted). As such, the defendants seek to exclude Mr. Sweeting from rendering any opinion or testifying at trial. Id.
"Federal Rule of Evidence 702, as explained by the Supreme Court in Daubert v. Merrell Dow Pharmaceuticals, Inc.[, 509 U.S. 579, 113 S.Ct. 2786, 125 L.Ed.2d 469 (1993) ] and its progeny, controls determinations regarding the admissibility of expert testimony." City of Tuscaloosa v. Harcros Chems., Inc., 158 F.3d 548, 562 (11th Cir.1998) (footnote and citation omitted). Under Daubert and Rule 702, the Court serves as a gatekeeper to the admission of scientific evidence. Quiet Technology DC-8 v. Hurel-Dubois UK Ltd., 326 F.3d 1333, 1340 (11th Cir.2003) (citing Daubert, 509 U.S. 579, 589, 113 S.Ct. 2786 (1993) and McCorvey v. Baxter Healthcare Corp., 298 F.3d 1253, 1256 (11th Cir.2002)); Rink v. Cheminova, 400 F.3d 1286, 1291 (11th Cir.2005). To determine the admissibility of expert testimony under Rule 702, the Court must ascertain whether the following three requirements are met:
Quiet Technology, 326 F.3d at 1340-41 (citing City of Tuscaloosa v. Harcros Chems., Inc., 158 F.3d 548, 562 (11th Cir. 1998) (citing Daubert, 509 U.S. at 589, 113 S.Ct. 2786) (other citation omitted)). "The burden of establishing qualification, reliability, and helpfulness rests on the proponent of the expert opinion, whether the proponent is the plaintiff or defendant in a civil suit, or the government or the accused in a criminal case." United States v. Frazier, 387 F.3d 1244, 1260 (11th Cir.2004) (en banc). The proponent must meet his or her burden by a preponderance of the evidence. Allison v. McGhan Med. Corp., 184 F.3d 1300, 1306 (11th Cir.1999) (stating that "[t]he burden of laying the proper foundation for the admission of the expert testimony is on the party offering the expert, and admissibility must be shown by a preponderance of the evidence.").
The defendants maintain that Mr. Sweeting should be excluded as an expert in the instant case because:
Motion (DE# 116 at 5, 11/15/11). The first three arguments raised by the defendants fall under FED.R.EVID. 702. The fourth argument is governed by FED.R.EVID. 403. The undersigned will address each argument in turn.
The defendants seek to preclude Mr. Sweeting from testifying as an expert in the instant case based on all three requirements of Daubert and Rule 702: qualifications, reliability and assistance to the trier of fact.
The first requirement for the admissibility of expert testimony is that the expert is qualified to testify competently regarding the matters he or she intends to address. City of Tuscaloosa v. Harcros Chems., Inc., 158 F.3d at 563. Rule 702 permits a person to qualify as an expert based upon knowledge, skill, experience, training, or education. Frazier, 387 F.3d at 1260-61. "Determining whether a witness is qualified to testify as an expert `requires the trial court to examine the credentials of the proposed expert in light of the subject matter of the proposed testimony.'" Clena Inv., Inc. v. XL Specialty Ins. Co., 280 F.R.D. 653, 660, No. 10-62028, 2012 WL 266422, at *6 (S.D.Fla. Jan. 30, 2012) (quoting Jack v. Glaxo Wellcome, Inc., 239 F.Supp.2d 1308, 1314-16 (N.D.Ga.2002)). "This inquiry is not stringent, and so long as the expert is minimally qualified, objections to the level of the expert's expertise [go] to credibility and weight, not admissibility." Id. (citing Vision I Homeowners Ass'n, Inc. v. Aspen Specialty Ins. Co., 674 F.Supp.2d 1321, 1325 (S.D.Fla.2009) (citations omitted) (internal quotation marks omitted; alteration in original)).
"[Mr.] Sweeting served in an active law enforcement capacity for over a quarter century, from 1973 until 1999; during that time frame he worked as a patrolman and detective from 1973-81, and thereafter in supervisory roles as a sergeant, lieutenant, captain, deputy chief and Acting Chief of Police for the Boca Raton (Florida) Police Department"
The second admissibility requirement is reliability. Daubert, 509 U.S. at 589, 113 S.Ct. 2786. Reliability is different than believability or persuasiveness,
In the instant case, the defendants argue that Mr. Sweeting's opinions are unreliable because, inter alia: (1) they are based on summaries of the internal affairs files, (2) at deposition, Mr. Sweeting admitted to "his lack of any knowledge of police standards or procedures followed by the City of Miami Beach Police Department when conducting IA investigations," (3) Mr. Sweeting failed to ascertain whether the City of Miami Beach Police Department was accredited by the Commission of Accreditation for Law Enforcement Agency (CALEA) and (4) Mr. Sweeting failed to ascertain what discipline, if any, was imposed on officers subject to the IA investigations. Motion (DE# 116 at 14-15, 11/15/11) (footnote omitted).
The undersigned agrees with the defendants that Mr. Sweeting's opinion that the City of Miami Beach Police Department exhibited deliberate indifference to the rights of citizens and exhibited a custom and practice of excessive force is unreliable.
The defendants also take issue with Mr. Sweeting's opinion that "any use of force would be unlawful and excessive in this case." Motion (DE# 116 at 17, 11/15/11) (citation and internal quotation marks omitted). Specifically, the defendants argue that Mr. Sweeting's opinion should be excluded because it credits the plaintiff's recitation of the events over the defendants' version. Mr. Sweeting opined that "a reasonably well-trained and knowledgeable police officer confronted with similar facts would know or should have known that the entry into the apartment of Ms. Feliciano's apartment [sic] was unlawful, any subsequent search was unlawful and any
The third requirement for admissibility is that the expert testimony must assist the trier of fact. "[E]xpert testimony is admissible if it concerns matters that are beyond the understanding of the average lay person.... Proffered expert testimony generally will not help the trier of fact when it offers nothing more than what lawyers for the parties can argue in closing arguments." Frazier, 387 F.3d at 1262-63. With respect to this factor, the defendants argue that "[d]ue to the factual and analytical gaps upon which [Mr.] Sweeting's opinion is predicated, his opinion is merely conclusory and will not assist the trier of fact to understand the evidence or determine an issue of fact." Motion (DE# 116 at 18, 11/15/11).
The undersigned agrees with the defendants that Mr. Sweeting's opinion on the subject of deliberate indifference and the existence of a custom and practice of excessive force will not assist the trier of fact because the undersigned has already determined that this opinion is unreliable. However, Mr. Sweeting's opinion on the use of force in the instant case would assist a jury in understanding or determining a fact at issue. See White v.
The defendants further argue that "[e]ven if [Mr.] Sweeting's opinions are otherwise admissible ... the Federal Rules provide for the exclusion of such evidence because the `probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury.'" Motion (DE# 116 at 18, 11/15/11) (citing FED.R.EVID. 403). As with any other testimony, expert testimony that is reliable and relevant may be challenged under Rule 403 on the grounds of prejudice, confusion or waste of time. FED.R.EVID. 403; see also Frazier, 387 F.3d at 1263 (stating that "sometimes expert opinions that otherwise meet the admissibility requirements [of Rule 702] may still be excluded by applying Rule 403.") (footnote omitted). "The Supreme Court recognized in Daubert the intricate role of Rule 403 in an expert testimony admissibility analysis when it noted that expert testimony could be `both powerful and quite misleading because of the difficulty in evaluating it.'" Allison v. McGhan Medical Corp., 184 F.3d 1300, 1310 (11th Cir. 1999) (quoting Daubert, 509 U.S. at 595, 113 S.Ct. 2786). The undersigned finds no grounds under Rule 403 for excluding Mr. Sweeting's remaining
Based on the foregoing, the Court concludes that Mr. Sweeting meets all three prongs of Rule 702 and may testify as to the use of force at trial. Mr. Sweeting, may not, however, opine as to whether defendant City of Miami Beach exhibited a deliberate indifference to the rights of citizens and exhibited a custom and practice of excessive force. The plaintiff has failed to show by a preponderance of the evidence that Mr. Sweeting's testimony in this area is reliable or would assist the trier of fact.